Thomas Frank Claro

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 04/2014 → Present
  Allied Wealth Partners
  New York, NY
• 04/2014 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 01/1999 → 11/2017
  Thomas Claro
  Brooklyn, NY
• 08/2023 → Present
  Cetera Wealth Services, Llc
  New York, NY
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-05-26 → 2023-08-10
  Securian Financial Services, Inc.
  New York, NY
  St. Paul, MN

Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2014 ADDRESS: , New York NY , United States DESCRIPTION: Agent/Broker

Exams

• S66 Uniform Combined State Law Examination
  2015-07-30
• S63 Uniform Securities Agent State Law Examination
  2004-06-01

Other Names

• Thomas Claro
• Thomas Frank Claro