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Keith David Hanenberg

Cetera Investment Advisers LLC

New York, NY

CRD 3095910

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NY RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

1430 Broadway 9Th Fl, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 10/2013 08/2023
Securian Financial Services, Inc St Paul MN 10/2013 08/2023
Allied Wealth Partners Parsippany NJ 06/2014 Present
Cetera Wealth Services, Llc New York NY 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2013 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 10/2013 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 06/2014 → Present
    Allied Wealth Partners
    Parsippany, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    New York, NY
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-11-01 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    New York, NY
    Parsippany, NJ
    St. Paul, MN
  • 2002-07-24 → 2013-10-28
    New England Securities
    New York, NY
    Elmsford, NY
    Westport, CT
    Tarrytown, NY
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2013 ADDRESS: , New York NY , United States DESCRIPTION: Agent/Broker OBERON THEATRE ENSEMBLE POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 585 8th Avenue, #402, New York NY 10018, United States DESCRIPTION: I provide support in planning for theatrical productions that take place at Oberon. This includes all aspects of putting on a show.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-31
S63 Uniform Securities Agent State Law Examination 1999-09-03
  • S66 Uniform Combined State Law Examination
    2014-10-31
  • S63 Uniform Securities Agent State Law Examination
    1999-09-03

View on SEC IAPD

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