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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St Paul | MN | 10/2013 | 08/2023 |
| Securian Financial Services, Inc | St Paul | MN | 10/2013 | 08/2023 |
| Allied Wealth Partners | Parsippany | NJ | 06/2014 | Present |
| Cetera Wealth Services, Llc | New York | NY | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2013 ADDRESS: , New York NY , United States DESCRIPTION: Agent/Broker OBERON THEATRE ENSEMBLE POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 585 8th Avenue, #402, New York NY 10018, United States DESCRIPTION: I provide support in planning for theatrical productions that take place at Oberon. This includes all aspects of putting on a show.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
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