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Raymond Joseph Walsh

Your Capital Financial, LLC

Winston Salem, NC

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Current Employers
Your Capital Financial, Llc

1485 Rymco Drive, Winston Salem, NC 27103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-03-14
  • NC RA
    APPROVED
    Since 2020-03-14

Branch Locations

163 Stratford Ct. Ste. 140, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Elizabeth City NC 08/2014 11/2016
Wells Fargo Bank Na Elizabeth City NC 11/2013 03/2020
Wells Fargo Clearing Services, Llc Elizabeth City NC 11/2016 03/2020
Your Capital Financial, Llc Winston Salem NC 03/2020 Present
Previous Registrations
  • 2014-11-03 → 2020-03-11
    Wells Fargo Clearing Services, Llc
    Elizabeth City, NC
    Raleigh, NC
    Winston Salem, NC
    Lewisville, NC
    Raleigh, NC
    Wilmington, NC
    Clemmons, NC
    Winston Salem, NC
Other Businesses

Redland IPHC Church,Executive Council, INV RELATED, Advance, NC, 100%. START 1/1/2020, 2 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-03
S63 Uniform Securities Agent State Law Examination 2014-10-14
  • S65 Uniform Investment Adviser Law Examination
    2014-11-03
  • S63 Uniform Securities Agent State Law Examination
    2014-10-14

View on SEC IAPD

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Other Investors

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RYAN EDWARD BEAUDRY
CARLA WICKLINE THRASHER
Christie B Severino
TRACY CLINTON DUNCAN
Anthony Guy Diffenbaugh
Jodie Nicole Baker
LAURA ELAINE BANASIEWICZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

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