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3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-23 |
Branch Locations
3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States
1253 University Ave #1002, San Diego, CA 92103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | San Diego | CA | 01/2015 | 01/2019 |
| Foresters Advisory Services | San Diego | CA | 08/2017 | 01/2019 |
| Securian Financial Services Inc | St Paul | MN | 01/2019 | 08/2022 |
| Cri Securities Inc | St Paul | MN | 01/2019 | 10/2021 |
| Minnesota Life Insurance Co | St Paul | MN | 01/2019 | 08/2022 |
| North Star Financial | San Diego | CA | 01/2019 | 08/2022 |
| Massmutual Life Insurance Company | San Diego | CA | 08/2022 | 02/2024 |
| Mml Investors Services, Llc | San Diego | CA | 08/2022 | 02/2024 |
| Sovran Advisors Llc - Crd 329415 | San Diego | CA | 02/2024 | Present |
| Dova | San Diego | CA | 01/2022 | Present |
| Financial Haus | San Diego | CA | 01/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2024 | Present |
1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: AIRBNB INVESTMENT RELATED: NO ADDRESS: 3719 BILLMAN STREET, SAN DIEGO, CA 92115 NATURE OF BUSINESS: RENTAL START DATE: 7/2022 POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGE AIRBNB PROPERTY, COMMUNICATE WITH GUESTS, MAINTAIN HOME UPKEEP AND GUESTS BASIC NEEDS, MANAGE CLEANERS; 3. NAME OF OTHER BUSINESS: DOVA INVESTMENT RELATED: NO ADDRESS: 3838 1ST AVE APT 7, SAN DIEGO, CA 92103 NATURE OF BUSINESS: THE PURPOSE IS TO CREATE MUSIC AND DJ EVENTS START DATE: 1/2022 POSITION/TITLE/RELATIONSHIP: DOVA APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CREATING PLAYLISTS, MUSIC, PERFORMING AT EVENTS; 4. NAME OF OTHER BUSINESS: FINANCIAL HAUS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REPRESENT OURSELVES AS FINANCIAL ADVISORS UNDER THE FINANCIAL HAUS BRAND START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SENIOR FINANCIAL PLANNER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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