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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-13 |
| SC | RA | APPROVED | 2022-01-11 |
| GA | RA | APPROVED | 2017-03-02 |
| OK | RA | APPROVED | 2016-05-17 |
Branch Locations
13929 Technology Dr Suite A, Oklahoma City, OK 73134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dba Odyssey Financial Group, Llc | Oklahoma City | OK | 07/2013 | Present |
| First Independent Advisory Services, Inc. | Tulsa | OK | 08/2013 | 12/2016 |
| Dba Focus Financial Services | Oklahoma City | OK | 08/2014 | 01/2017 |
| Royal Alliance Associates, Inc | Oklahoma City | OK | 11/2015 | Present |
| Royal Alliance Associates, Inc | Oklahoma City | OK | 05/2016 | Present |
1) BOJI PROPERTIES, LLC POSITION: Manager NATURE: My IRA owns Boji Properties, LLC for the sole purpose of investing in real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/03/2017 ADDRESS: 8801 Commerce Park Drive, Oklahoma City OK 73132, United States DESCRIPTION: Evaluate real estate properties as an investment for my IRA. Pay normal bills incurred by the property(s) from the LLC checking account to maintain the property. 2) (DBA) ODYSSEY FINANCIAL GROUP LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 07/01/2013 ADDRESS: 8801 Commerce Park Drive, Oklahoma City OK 73132, United States DESCRIPTION: Registered Representative, Investment Advisor Representative, & normal business owner activities. 3) ODYSSEY FINANCIAL GROUP LLC (FOR INSURANCE) POSITION: President/Founder NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2013 ADDRESS: 8801 Commerce Park Drive, Oklahoma City OK 73132, United States DESCRIPTION: Insurance agent, registered representative, and investment advisor representative. Business owner activities. 4) SCHMIDT GOLDEN ACRES LLC POSITION: Manager NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/19/2026 ADDRESS: 43 W Rolling Hills Ct, Wichita KS 67212, United States DESCRIPTION: Manage farming business activities for our family farm and answer questions for our farmers. 5) MEMORY LANE, LLC POSITION: Manager NATURE: Partnership LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/19/2026 ADDRESS: 43 W Rolling Hills Ct, Wichita KS 67212, United States DESCRIPTION: Co-manage the accounting for oil & gas royalties for our extended family.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-22 |
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