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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-30 |
| CT | RA | APPROVED | 2022-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Boston | MA | 10/2014 | 04/2021 |
| New England Investment & Retirement Group, Inc. | North Andover | MA | 04/2021 | 11/2021 |
| Neirg Wealth Management, Llc | North Andover | MA | 11/2021 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | MA | 05/2022 | Present |
| Bank Of America, N.A. | Burlington | MA | 07/2022 | Present |
The Smith Companies, LTD. Not Investment Related. Boston, MA 02114. Insurance Agency. Agent. 2014. 0 Hrs/Mo; 0 During Trading Hours. Review of Fixed Insurance Products. I*851244 For profit or not for profit: Name of outside business organization: 54 WALTHAM ST CONDOMINIUM TRUST Investment related: N Address of business: BOSTON, Massachusetts Nature of business: HOA, Co-op, Freehold Position, title, association: Other Start date of relationship: 5/5/2012 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: Trustee, COORDINATION OF MAINTENANCE, PAYMENT OF BILLS I*: 2248272 Entity Type: For Profit Name of OBA: ProVisors Professional Network Group, Inc. Address: Sherman Oaks, CA 91403 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 3/19/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Social Chair for Boston Back Bay Chapter: Organizing social events for chapter, attending Executive Committee meetings for chapter
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-28 |
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