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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-18
AL RA APPROVED 2014-11-03
  • TX RA
    APPROVED_RES
    Since 2025-09-18
  • AL RA
    APPROVED
    Since 2014-11-03

Branch Locations

641 Montgomery Hwy, Vestavia, AL 35216 • United States

1527 Pelham Rd S, Jacksonville, AL 36265 • United States

316 18Th Street South, Birmingham, AL 35233 • United States

409 Choccolocco St, Oxford, AL 36203 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

5953 Chalkville Mountain Rd, Birmingham, AL 35235 • United States

9300 Parkway E, Birmingham, AL 35215 • United States

250 S 7Th St, Gadsden, AL 35901 • United States

3400 Rainbow Dr, Rainbow City, AL 35906 • United States

4316 Highway 280, Alexander City, AL 35010 • United States

201 Billy Dyar Blvd, Boaz, AL 35957 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Birmingham AL 08/2014 11/2016
Wells Fargo Bank Na Birmingham AL 10/2012 Present
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 Present
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Birmingham, AL
  • 10/2012 → Present
    Wells Fargo Bank Na
    Birmingham, AL
  • 11/2016 → Present
    Birmingham, AL
Other Businesses

VESTAVIA HILLS GIRLS SOFTBALL ASSOCIATION, NOT INV RELATED, VESTAVIA HILLS, COACH, AL, START: 1/15/2024, 40 HOURS A WEEK, 0 HOURS DURING TRADING, COACHING DAUGHTERS SOFTBALL TEAM.; VESTAVIA RATTLERS, NOT INV RELATED, VESTAVIA, AL, 100% OWNERSHIP, START: 7/13/2024, 20 HOURS PER MONTH, 0 HOURS DURING TRADING, RECREATIONAL SOFTBALL TEAM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-03
S63 Uniform Securities Agent State Law Examination 2014-10-14
  • S65 Uniform Investment Adviser Law Examination
    2014-11-03
  • S63 Uniform Securities Agent State Law Examination
    2014-10-14
Other Names
  • Jonathan Pierce

View on SEC IAPD

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