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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-06
MN RA APPROVED 2014-11-04
  • TX RA
    APPROVED_RES
    Since 2018-07-06
  • MN RA
    APPROVED
    Since 2014-11-04

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

8770 E Point Douglas Rd S, Cottage Grove, MN 55016 • United States

9062 Buchanan Trl, Inver Grove Heights, MN 55076 • United States

3390 Pilot Knob Rd, Eagan, MN 55121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Inver Grove Heights MN 08/2014 11/2016
Wells Fargo Bank, Na Inver Grove Heights MN 01/2013 Present
Wells Fargo Clearing Services, Llc Inver Grove Heights MN 11/2016 Present
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Inver Grove Heights, MN
  • 01/2013 → Present
    Wells Fargo Bank, Na
    Inver Grove Heights, MN
  • 11/2016 → Present
    Inver Grove Heights, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-03
S63 Uniform Securities Agent State Law Examination 2014-10-14
  • S65 Uniform Investment Adviser Law Examination
    2014-11-03
  • S63 Uniform Securities Agent State Law Examination
    2014-10-14

View on SEC IAPD

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