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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-07 |
| TX | RA | APPROVED | 2023-07-31 |
Branch Locations
21090 N Pima Road, Scottsdale, AZ 85255 • United States
14600 Branch St., Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Phoenix | AZ | 10/2013 | 09/2018 |
| Wells Fargo Advisors Llc | Phoenix | AZ | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 11/2016 | 09/2018 |
| Morgan Stanley | Gilbert | AZ | 10/2018 | 08/2021 |
| Morgan Stanley Private Bank, N.A | Gilbert | AZ | 02/2019 | 08/2021 |
| The Vanguard Group, Inc | Scottsdale | AZ | 09/2021 | 07/2023 |
| Arizona State University | Tempe | AZ | 01/2015 | 12/2017 |
| Modern Marquee Society, Llc | Gilbert | AZ | 04/2022 | Present |
| Clear Notarization Llc | Gilbert | AZ | 12/2022 | Present |
| Self-Employed | Gilbert | AZ | 06/2023 | 07/2023 |
| Cwm, Llc | Omaha | NE | 07/2023 | Present |
| Silverhawk Private Wealth | Scottdale | AZ | 07/2023 | 01/2026 |
| Silverhawk Private Wealth | Scottsdale | AZ | 01/2026 | Present |
NAME OF BUSINESS: Modern Marquee Society, LLC NON-INVESTMENT RELATED ADDRESS (City/State): Gilbert, AZ NATURE OF BUSINESS: LLC POSITION: Owner START DATE: 04/2022 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Managing business finances (non-investment related), planning and delivering equipment. NAME OF BUSINESS: Clear Notarization LLC NON-INVESTMENT RELATED ADDRESS (City/State): Gilbert, AZ NATURE OF BUSINESS: LLC POSITION: Owner START DATE: 12/2022 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Managing business and notary services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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