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One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-27 |
Branch Locations
250 Filmore Street Suite 600, Denver, CO 80206 • United States
One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Durham | NC | 04/2014 | 07/2021 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 07/2021 |
| Geneos Wealth Management | Lone Tree | CO | 07/2021 | 05/2024 |
| A&I Financial Services Llc | Lone Tree | CO | 07/2021 | 05/2024 |
| A&I Wealth Management | Lone Tree | CO | 01/2023 | 05/2024 |
| Curi Rmb Capital, Llc | Denver | CO | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-03 |
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