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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
IL RA APPROVED 2020-02-06
MO RA APPROVED 2020-01-29
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • IL RA
    APPROVED
    Since 2020-02-06
  • MO RA
    APPROVED
    Since 2020-01-29

Branch Locations

2144 S Macarthur Blvd Suite 200, Springfield, IL 62704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Creve Coeur MO 04/2006 Present
Nylife Securities, Inc Creve Coeur MO 07/2006 Present
Patton Financial Group Springfield IL 02/2012 Present
Eagle Strategies Llc Creve Coeur MO 01/2020 Present
  • 04/2006 → Present
    New York Life Insurance Company
    Creve Coeur, MO
  • 07/2006 → Present
    Nylife Securities, Inc
    Creve Coeur, MO
  • 02/2012 → Present
    Patton Financial Group
    Springfield, IL
  • 01/2020 → Present
    Creve Coeur, MO
Other Businesses

[PATTON FINANCIAL GROUP;YES INVESTMENT RELATED;1750 W. WABASH AVE.,STE. A SPRINGFIELD, IL 62704;OWNER/PRINCIPAL;02/2012 TO PRESENT; 40 TO 50 HOURS PER WEEK; FINANCIAL SERVICES REP OFFERING ALL NYL PRODUCTS AND BROKERING NON NYL, NON-REGISTERED PRODUCTS] [PATTON REAL ESTATE;INVESTMENT RELATED;3604 WITTINGTON COURT, SPRINGFIELD, IL 62704; PROPERTY INSPECTIONS/MANAGEMENT/RENTAL; PARTNER; 12/2012; 1 TO 3 HOURS PER MONTH; OVERSEE PROPERTY MANAGEMENT/INSPECTIONS/RENTAL. MINIMAL INVOLVEMENT IN BUSINESS. MY SPOUSE IS MY PARTNER AND SHE HAS PRIMARY RESPONSIBILITIES OF DAY TO DAY OPERATIONS] [KMP Five Star Holdings LLC; 33 1/3 ownership of a property owned by Sheaff Heller Properties LLC; 3900 Wood Duck Dr. Springfield, IL 62711; Start Date 02/2021; Role/Title: Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours;Manager and Member. Engage with current and prospective tenants regarding associated rents and inquiry of occupied or unoccupied space for lease-property for lease] [5 Star Fleet; car rental; 3900 wood duck dr suite A Springfield, IL 62711; Start Date 07/2024; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-09
S63 Uniform Securities Agent State Law Examination 2006-09-29
  • S66 Uniform Combined State Law Examination
    2020-01-09
  • S63 Uniform Securities Agent State Law Examination
    2006-09-29

View on SEC IAPD

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