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Rakesh Gupta

Agata Investments LLC

Saratoga, CA

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Current Employers
Agata Investments Llc

20544 Debbie Lane, Saratoga, CA 95070 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-29
  • CA RA
    APPROVED
    Since 2022-04-29

Branch Locations

20544 Debbie Lane, Saratoga, CA 95070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saic Usa Inc. San Jose CA 06/2016 06/2020
Gupta Cyril Investments Llc Los Gatos CA 05/2013 12/2019
Agata Investments Llc Los Gatos CA 10/2021 Present
Saic Capital San Jose CA 07/2020 12/2024
  • 06/2016 → 06/2020
    Saic Usa Inc.
    San Jose, CA
  • 05/2013 → 12/2019
    Gupta Cyril Investments Llc
    Los Gatos, CA
  • 10/2021 → Present
    Agata Investments Llc
    Los Gatos, CA
  • 07/2020 → 12/2024
    Saic Capital
    San Jose, CA
Previous Registrations
  • 2015-01-08 → 2019-12-31
    Gupta Cyril Investments Llc
    Los Gatos, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-06
  • S65 Uniform Investment Adviser Law Examination
    2012-10-06

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · SARATOGA, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
OSAIC WEALTH, INC. · SAN JOSE, CA
BETTERWEALTH LLC · SAN JOSE, CA
WHEELER FINANCIAL SERVICES, LLC · SAN JOSE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Saratoga, CA

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