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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-23
AL RA APPROVED 2015-05-01
  • TX RA
    APPROVED_RES
    Since 2020-11-23
  • AL RA
    APPROVED
    Since 2015-05-01

Branch Locations

1812 Woodward Ave, Muscle Shoals, AL 35661 • United States

22223 Us Hwy 72, Athens, AL 35613 • United States

3348 Kedron Rd, Spring Hill, TN 37174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Listerhill Credit Union Muscle Shoals AL 01/2008 Present
Lpl Financial Llc Muscle Shoals AL 03/2015 Present
  • 01/2008 → Present
    Listerhill Credit Union
    Muscle Shoals, AL
  • 03/2015 → Present
    Muscle Shoals, AL
Other Businesses

1. 03/23/2015: MORGAN'S GYM, LLC - INV REL - 3997 LITTLEVILLE ROAD, HALEYVILLA, AL 35565 - FAMILY BUSINESS - START 07/2013 - 25% OF TIME SPENT - OWNER 2. 04/13/2015: LISTERHILL CREDIT UNION - AT REPORTED BUSINESS LOCATION(S) - NOTARY - START 02/16/2009 - 1 HR/MO NONE DURING SECS TRDG HRS - PROVIDE NOTARY SERVICES 3. 09/06/2023: LISTERHILL FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 4. 09/06/2023: Listerhill Investment Services - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - Start Date 08/29/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-30
  • S66 Uniform Combined State Law Examination
    2015-04-30

View on SEC IAPD

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