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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-22
MD RA APPROVED 2018-09-21
  • TX RA
    APPROVED_RES
    Since 2019-07-22
  • MD RA
    APPROVED
    Since 2018-09-21

Branch Locations

307 International Circle, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 12/2015 12/2016
Ubs Financial Services Inc Weehawken NJ 12/2016 06/2018
Ubs Financial Services Inc Hunt Valley MD 06/2018 Present
Other Businesses

Brooklyn Crescents Lacrosse Club / 3787 Bedford Ave. Brooklyn,New York 11229 / Association (i.e., Trade or Industry, Sport...)/ Sport & Leisure Facilities / Coaching Youth Lacrosse / Other / Coach / Coaching lacrosse / Start Date 10/30/2016 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-17
  • S66 Uniform Combined State Law Examination
    2016-06-17

View on SEC IAPD

Other Firms

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