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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-11
AZ RA APPROVED 2014-08-08
  • TX RA
    APPROVED
    Since 2016-03-11
  • AZ RA
    APPROVED
    Since 2014-08-08

Branch Locations

6909 E Greenway Parkway Suite 295, Scottsdale, AZ 85254 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Scottsdale AZ 07/2014 Present
Stratos Wealth Partners, Ltd Scottsdale AZ 07/2014 Present
Previous Registrations
  • 2009-10-23 → 2014-07-21
    Glendale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Glendale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
  • 2006-07-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Surprise, AZ
    Glendale, AZ
    Scottsdale, AZ
    Glendale, AZ
    Glendale, AZ
    Avondale, AZ
    Phoenix, AZ
Other Businesses

1) 07/18/2014: STRATOS WEALTH PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) 2) 07/18/2014 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3) 08/04/2014: WEALTH ADVISORS KMG, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV REL - Start 07/21/2014 - 6929 E. Greenway Parkway, Suite 180, Scottsdale AZ 85254 - LLC solely formed for processing business expenses and accounting - 0 Hr/Mo 4) 10/26/2016: Stratos Wealth Partners - Registered Investment Advisor - DBA: (HYBRID) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - 100% Time Spent - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in July 2014. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 3/14/2019 - Arizona Casino Party - Not Investment Related - Various, throughout Metro Phoenix. - Other-Entertainment - Start Date: 02/01/2019 - 6 Hours Per Month/0 Hours During Securities Trading - Dealing Black Jack. It is a company that is a non cash Casino that holds parties for non profit organizations to raise money and various community centers. 6) 8/19/2021 - Stratos Wealth Partners, LTD - DBA: (Hybrid) El Camino Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/07/2021 - 40 Hours Per Month During Securities Trading. 7) 8/25/2021 - El Camino Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/07/2021 - 40 Hours Per Month During Securities Trading 8) 08/01/2023 - Nexannuity - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 07/27/2023 - 1 Hour Per Month/ During Trading 9) 01/02/2025 - El Camino 2U LLC - Not Investment Related - Other - Internet Retail sales - Home Based - Start Date : 10/18/2024 - 20 Hour Per Month - 0Hrs During Trading 10) 07/17/2025 - El Camino 2U LLC - Not Investment Related - Other - Travel Agent - Home Based - Start Date : 07/09/2025 - 5 Hour Per Month - 0Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-27
  • S66 Uniform Combined State Law Examination
    2006-06-27
Other Names
  • Kerina Kelly Higgins
  • Kerina Kelly Maye
  • Kerina Maye Graham

View on SEC IAPD

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