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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Honolulu | HI | 08/2014 | Present |
| L'OReal Usa | Phoenix | AZ | 02/2014 | Present |
| Charles Schwab Bank Ssb | Honolulu | HI | 06/2019 | Present |
1. N/A| Investment Related: No|4228 Windsor Ave; Phoenix; AZ;85008; US| Real Estate (Non-Agent/Broker) |Landlord|2021-10-01|Hours Per Month: Less than 20|Hours Spent during Security Trading: 0| Landlord, little to no responsibilities as we have hired a property management firm to handle all tenant relations including collection of rental payments, coordination of maintenance contracts for the property. 2. Residential Rental Property| Investment Related: No|4228 Windsor Ave; Phoenix; AZ;85008; US| Real Estate (Non-Agent/Broker) |Landlord|2023-06-16|Hours Per Month: Less than 20|Hours Spent during Security Trading :0|Landlord, little to no responsibilities as we have hired a property management firm to handle all tenant relations including collection of rental payments, coordination of maintenance contracts for the property. 3. Securities Industry Association of Hawaii|Investment Related:No|999 Bishop St. Honolulu, HI 96813;Honolulu;Hawaii;96813;USA|Financial Services|Local Chapter Board Secretary|2024-02-12|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.5|Attend quarterly meeting and provide schedule and meeting minutes to members and board. During our quarterly meeting, we typically discuss local regulation impacts on our community wealth management issues such as college savings plans and other securities related best interest/DOL situations. Meetings are held at the Banker's Club of the First Hawaiian Bank Headquarter Building
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-10 |
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