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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-09
AL RA APPROVED 2019-02-06
  • TX RA
    APPROVED
    Since 2020-12-09
  • AL RA
    APPROVED
    Since 2019-02-06

Branch Locations

1500 Urban Center Dr Ste 415, Vestavia, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial, Inc. Tuscaloosa AL 11/2015 03/2020
Ameriprise Financial Services, Llc Birmingham AL 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-30
  • S66 Uniform Combined State Law Examination
    2018-09-30

View on SEC IAPD

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