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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-09-21
  • GA RA
    APPROVED
    Since 2015-09-21

Branch Locations

5445 Triangle Pkwy Ste 325, Peachtree Cor, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Peachtree Cor GA 01/2015 Present
Jeffrey Beecham Peachtree Cor GA 10/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2016 Present
F Link Forester Peachtree Cor GA 01/2021 Present
  • 01/2015 → Present
    Peachtree Cor, GA
  • 10/2014 → Present
    Jeffrey Beecham
    Peachtree Cor, GA
  • 02/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2021 → Present
    F Link Forester
    Peachtree Cor, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-17
  • S66 Uniform Combined State Law Examination
    2015-09-17
Other Names
  • Donna Leigh Hardin
  • Donna Hardin Rhodes
  • Donna Hardin Rhodes

View on SEC IAPD

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