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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2005-06-09
  • GA RA
    APPROVED
    Since 2005-06-09

Branch Locations

5445 Triangle Pkwy Ste 325, Peachtree Cor, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 02/1986 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 09/1987 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 02/1986 → Present
    The Northwestern Mutual Life Insurance C
    Milwaukee, WI
  • 09/1987 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, CRAWFORD DISTRICT NETWORK OFFICE, INC, STARTED 1/1/2018, LEGAL ENTITY CONTRACTED AS A DISTRICT AGENT, 80+ HOURS PER MONTH, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-03
S63 Uniform Securities Agent State Law Examination 2002-01-11
  • S66 Uniform Combined State Law Examination
    2005-06-03
  • S63 Uniform Securities Agent State Law Examination
    2002-01-11

View on SEC IAPD

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