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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-03-21 |
Branch Locations
5445 Triangle Pkwy Ste 325, Peachtree Cor, GA 30092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vector Marketing | Olean | NY | 02/2011 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2018 | 12/2021 |
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 05/2018 | Present |
| Northwestern Mutual Wealth Management Co | Milwaukee | WI | 04/2019 | 12/2021 |
| F Link Forester | Peachtree Cor | GA | 12/2021 | 10/2024 |
| Wayne Moore | Peachtree Cor | GA | 12/2021 | 10/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2024 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, HORSESHOE ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/12/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. OWNER, CFKF HOLDINGS, LLC, LEGAL ENTITY, START DATE: 10/12/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-18 |
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