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Katherine Louise Withrite

Northwestern Mutual Investment Services, LLC

Peachtree Cor, GA

CRD 5125113

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-04-27
  • GA RA
    APPROVED
    Since 2015-04-27

Branch Locations

5445 Triangle Pkwy Ste 325, Peachtree Cor, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greg Mayfield Norcross GA 04/2007 Present
Northwestern Mutual Investment Services, Llc Norcross GA 05/2007 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 06/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-03
  • S66 Uniform Combined State Law Examination
    2006-07-03
Designations
  • Chartered Financial Consultant
Other Names
  • Katherine Louise Pancoe
  • Katherine Withrite

View on SEC IAPD

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