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Robert Chen

Wells Fargo Clearing Services, LLC

Minneapolis, MN

St. Paul, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-08
MN RA APPROVED 2023-11-29
  • TX RA
    APPROVED_RES
    Since 2025-01-08
  • MN RA
    APPROVED
    Since 2023-11-29

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

30 E 7Th St 12Th Fl, St. Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Edina MN 08/2021 09/2022
Wells Fargo Bank, Na Edina MN 12/2014 09/2022
Fidelity Investments Burnsville MN 10/2022 07/2023
Wells Fargo Clearing Services, Llc Eagan MN 11/2023 Present
Wells Fargo Bank, Na Eagan MN 11/2023 Present
Unemployed Burnsville MN 07/2023 11/2023
Previous Registrations
  • 2022-12-16 → 2023-07-21
    Fidelity Personal And Workplace Advisors
    Burnsville, MN
  • 2021-12-16 → 2022-09-15
    Wells Fargo Clearing Services, Llc
    Wayzata, MN
    Golden Valley, MN
    Edina, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-16
  • S66 Uniform Combined State Law Examination
    2021-12-16

View on SEC IAPD

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