Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-08-17 |
Branch Locations
15 N Main Street Suite 214, West Hartford, CT 06107 • United States
15 N Main St. Ste 214, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | East Hartford | CT | 10/2015 | 05/2017 |
| Foresters Advisory Services Llc | East Hartford | CT | 11/2016 | 06/2019 |
| Foresters Financial Services | East Hartford | CT | 05/2017 | 06/2019 |
| Cetera Investment Services | Saint Cloud | MN | 06/2019 | 08/2021 |
| Cetera Investment Advisers Llc | E Hartford | CT | 06/2019 | 08/2021 |
| Lpl Financial Llc | West Hartford | CT | 08/2021 | Present |
1)8/2021- Align Wealth Management Group- DBA for LPL Business (entity for LPL business)- Inv. Related- West Hartford, CT 2) 8/2021- Align Wealth Group- DBA for LPL Business (entity for LPL business)- Inv. Related- West Hartford, CT 3) 8/2021- Non-Variable Insurance- Agent - selling Life, Disability, Medicare Supplements, Health, LTC insurance- Inv. Related- West Hartford, CT- 6hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-24 |
Reach out to this advisor