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John Joseph Minton

Ameriprise Financial Services, LLC

Minneapolis, MN

Windsor, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-10-23
CA RA APPROVED 2016-11-14
  • CO RA
    APPROVED
    Since 2019-10-23
  • CA RA
    APPROVED
    Since 2016-11-14

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Windsor, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Sacramento CA 09/2015 11/2016
Ameriprise Financial Services, Inc. Roseville CA 11/2016 03/2020
American Enterprise Investment Services Minneapolis MN 10/2019 Present
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 09/2015 → 11/2016
    Metlife Securities Inc
    Sacramento, CA
  • 11/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Roseville, CA
  • 10/2019 → Present
    American Enterprise Investment Services
    Minneapolis, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Previous Registrations
  • 2015-10-01 → 2016-11-10
    Msi Financial Services, Inc.
    Sacramento, CA
  • 2015-02-04 → 2015-10-07
    First Command Brokerage Services, Inc.
    Fairfield, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-02
  • S66 Uniform Combined State Law Examination
    2015-02-02
Other Names
  • John Joseph Minton

View on SEC IAPD

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