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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| VA | RA | APPROVED | 2015-12-15 |
Branch Locations
108 5Th Street Se Suite 204, Charlottesville, VA 22902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc. | Fort Worth | TX | 07/2014 | Present |
| Shine Systems & Technologies | Charlottesville | VA | 10/2012 | Present |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | Present |
| Allcav Finance, Llc | Charlottesville | VA | 01/2016 | Present |
(1) Name of the other business: Journeyman's Ale Yard ; Whether the business is investment-related: No ; Address of the other business: 14665 Patrick Henry HWY, Roseland VA ; Nature of the other business: Other OBA ; Your position, title, or relationship with the other business: None, I expect to be listed with his sister on the LLC when filed ; The start date of your relationship: 01/01/21 ; The approximate number of hours/month you devote to the other business: 6 - 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Facilities and grounds keeping. I make sure the property is secured and maintained. Until the owner moves to Virginia, I do things like register his truck, hire someone to mow the grass, etc. Anything I spend on his house he re-imburses me. (2) Name of the other business: AllCav Finance, LLC ; Whether the business is investment-related: Yes ; Address of the other business: 108 5th St SE, Suite 204, Charlottesville, VA 22902 ; Nature of the other business: Owner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: Jan 01, 2016 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: LLC created to facilitate running First Command business activities only. Charlottesville licensed business, owns the company truck, and pays all the company bills, salaries, and taxes. There are no financial activities specifically conducted by AllCav Finance, LLC. (3) Name of the other business: Guest Lecturer in AROTC, NROTC, AFROTC Whether the business is investment-related: Yes Address of the other business: Charlottesville, VA 22902 Nature of the other business: Education/Training Your position, title, or relationship with the other business: Independent Guest Instructor The start date of your relationship: Mar 19, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: As an unpaid presenter, teach the ROTC Program of Instruction for each service at Virginia Military Institute, Virginia Tech, University of Virginia, Liberty University, James Madison University. Before each class I give a standard disclaimer making it clear I have no affiliation with the University, ROTC, Cadet Command, Education Foundation, DoD, their service. I let them know I am not there as a retiree. I am a financial advisor and an invited guest by the PMS, PAS, or PNS. I teach their service lesson plan, about one hour annually, and answer their general questions about TSP, BRS, etc. I have no FC or EF materials. I use no slides. I go in a sanitized uniform. I make sure we only discuss education, and I do not offer advice. Outside of class and throughout the school year I will donate to the programs such as supplying 1200 bananas for their annual 12 mile foot march or donate awards for the programs to use at their discretion. I have hosted tailgates before athletic events and evening socials such as their branch night. Through the ROTC working group we have sponsored financial literacy writing contests.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-14 |
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