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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-08-30 |
Branch Locations
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Lakewood | CO | 07/2011 | Present |
| Wells Fargo Clearing Services, Llc | Denver | CO | 06/2017 | Present |
LANE BRYANT; NON INV RELATED; LAKEWOOD, CO; SALES ASSOCIATE; RETAIL CLOTHING STORE; START: 9/15/18; 48 HRS/MO; 0 DURING TRADING. JEFFERSON GREEN HOA - KC AND ASSOCIATES, INVT RELATED, LITTLETON, CO, TREASURER, START DATE 10/1/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, APPROVE WORK ORDERS FOR SNOW REMOVAL, LANDSCAPE, AND REPAIRS TO PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-10 |
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