Ryan Kent Gibbs

Employer firm

Heritage Wealth Management, Inc. CRD 316956

$643M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Heritage Wealth Management, Inc.
  San Diego, CA
• 05/2014 → 11/2021
  Financial Goal Securities, Inc.
  San Diego, CA
• 05/2014 → 11/2021
  The Kocen Financial Group
  San Diego, CA
• 02/2018 → Present
  Heritage Advanced Tax Strategies Inc, A Professional Corporation
  San Diego, CA
• 11/2021 → Present
  Heritage Wealth Management, Inc.
  San Diego, CA

Previous Registrations

• 2015-03-10 → 2022-02-28
  The Kocen Financial Group, Inc.
  San Diego, CA

Other Businesses

1.) Heritage Advanced Tax Strategies, Inc., A Professional Corporation; not investment related; 11440 W. Bernardo Ct, Suite 240 San Diego, CA 92127; Tax Planning and Preparation; President and CEO; Started 2/2018; Approximately 40 hrs/mo; approximately 4 hours/mo during securities trading hours; Duties generally include: Prepare and file tax returns, communicate with clients, run all administrative functions.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-05

Designations

• Certified Financial Planner