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11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-11 |
| CA | RA | APPROVED | 2021-11-22 |
Branch Locations
11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heritage Wealth Management, Inc. | San Diego | CA | 05/2014 | Present |
| Financial Goal Securities, Inc. | San Diego | CA | 05/2014 | 11/2021 |
| The Kocen Financial Group | San Diego | CA | 05/2014 | 11/2021 |
| Heritage Advanced Tax Strategies Inc, A Professional Corporation | San Diego | CA | 02/2018 | Present |
| Heritage Wealth Management, Inc. | San Diego | CA | 11/2021 | Present |
1.) Heritage Advanced Tax Strategies, Inc., A Professional Corporation; not investment related; 11440 W. Bernardo Ct, Suite 240 San Diego, CA 92127; Tax Planning and Preparation; President and CEO; Started 2/2018; Approximately 40 hrs/mo; approximately 4 hours/mo during securities trading hours; Duties generally include: Prepare and file tax returns, communicate with clients, run all administrative functions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-05 |
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