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Gavin Wayne Stephens

Goelzer Investment Management

Carmel, IN

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Current Employers
Goelzer Investment Management

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-09-29
  • IN RA
    APPROVED
    Since 2014-09-29

Branch Locations

10 East Main Street Suite 110, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goelzer Investment Management, Inc. Indianapolis IN 06/2014 Present
  • 06/2014 → Present
    Goelzer Investment Management, Inc.
    Indianapolis, IN
Other Businesses

Non-board member of Marketing Committee for Fairbanks Hospital

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-29
  • S65 Uniform Investment Adviser Law Examination
    2014-09-29
Designations

View on SEC IAPD

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ADAM TREVOR BUNDAY
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DAKOTA A BUNDAY
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DAVID STEWART LANE WEIR
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BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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