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Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-18
  • CA RA
    APPROVED
    Since 2021-08-18

Branch Locations

320 Post Road Suite 230, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sprott Global Resource Investments Carlsbad CA 05/2018 Present
Poinsett Club Greeville SC 10/2017 05/2018
Comfort Inn & Suites Greenville SC 06/2017 09/2017
Sprott Global Resource Investments Carlsbad CA 07/2014 04/2017
Sprott Asset Management Usa, Inc. Carlsbad CA 08/2021 Present
  • 05/2018 → Present
    Sprott Global Resource Investments
    Carlsbad, CA
  • 10/2017 → 05/2018
    Poinsett Club
    Greeville, SC
  • 06/2017 → 09/2017
    Comfort Inn & Suites
    Greenville, SC
  • 07/2014 → 04/2017
    Sprott Global Resource Investments
    Carlsbad, CA
  • 08/2021 → Present
    Carlsbad, CA
Other Businesses

SPROTT ASSET MANAGEMENT USA, INC., AN AFFILIATE OF SPROTT GLOBAL RESOURCE INVESTMENTS LTD. AND WHOLLY OWNED SUBSIDIARY OF SPROTT INC.; YES; INVESTMENT RELATED; INVESTMENT ASSOCIATE; BEGINNING AUGUST 18, 2021; APPROXIMATELY 160 HOURS A MONTH, ALL GENERALLY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE INVESTMENT ADVISORY SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30
Other Names
  • Victoria Lois Taylor

View on SEC IAPD

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