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320 Post Road Suite 230, Darien, CT 06820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sprott Global Resource Investments | Carlsbad | CA | 05/2018 | Present |
| Poinsett Club | Greeville | SC | 10/2017 | 05/2018 |
| Comfort Inn & Suites | Greenville | SC | 06/2017 | 09/2017 |
| Sprott Global Resource Investments | Carlsbad | CA | 07/2014 | 04/2017 |
| Sprott Asset Management Usa, Inc. | Carlsbad | CA | 08/2021 | Present |
SPROTT ASSET MANAGEMENT USA, INC., AN AFFILIATE OF SPROTT GLOBAL RESOURCE INVESTMENTS LTD. AND WHOLLY OWNED SUBSIDIARY OF SPROTT INC.; YES; INVESTMENT RELATED; INVESTMENT ASSOCIATE; BEGINNING AUGUST 18, 2021; APPROXIMATELY 160 HOURS A MONTH, ALL GENERALLY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE INVESTMENT ADVISORY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-30 |
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