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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-12
NC RA APPROVED 2024-02-12
TX RA APPROVED_RES 2023-01-09
WI RA APPROVED 2023-01-09
MN RA APPROVED 2017-01-10
  • CA RA
    APPROVED
    Since 2024-02-12
  • NC RA
    APPROVED
    Since 2024-02-12
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • WI RA
    APPROVED
    Since 2023-01-09
  • MN RA
    APPROVED
    Since 2017-01-10

Branch Locations

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2006 Present
Northwestern Mutual Investment Services, Llc Eagan MN 05/2006 Present
Condo Rental Edina MN 08/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Northrock Partners, Llc Minneapolis MN 01/2016 Present
  • 04/2006 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2006 → Present
    Eagan, MN
  • 08/2009 → Present
    Condo Rental
    Edina, MN
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2016 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHROCK PARTNERS FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MAINTAINS CURRENT MN INSURANCE LICENSURE ACCIDENT & HEALTH, LIFE AND VARIABLE CONTRACTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-02
  • S63 Uniform Securities Agent State Law Examination
    2007-11-02

View on SEC IAPD

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