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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-10-24 |
Branch Locations
12711 N. Meridian Street, Carmel, IN 46032 • United States
Carmel , IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Indianapolis | IN | 04/2014 | 02/2017 |
| American Funds | Carmel | IN | 02/2017 | 04/2020 |
| Westpoint Financial Group | Indianapolis | IN | 04/2014 | 02/2017 |
| American Funds | Carmel | IN | 04/2020 | 01/2021 |
| American Funds | Carmel | IN | 01/2021 | 03/2026 |
| Capital Client Group/Capital Client Group, Inc. | Carmel | IN | 03/2026 | Present |
INDIANA BALL POSITION: Director of Operations NATURE: This will be a local Youth Basketball League (grades 3-6th), consisting of local school based travel teams, with games played on Sunday's. League will run Nov-March. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2022 ADDRESS: Fishers IN 46038, United States DESCRIPTION: I will be working with 2-3 other people. My role, as Director of Operations will be handling administration, which includes paperwork, scheduling games, setting up courts, and clean up afterwards. Games are on Sunday's. Most weekends will be 3-4 hours of work, nothing during weekly business hours. I will potentially have a small ownership stake which we are still determining. It would be between 20-33%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-11 |
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