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Brannon James Johnson

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-06
IA RA APPROVED 2024-10-21
FL RA APPROVED 2023-07-18
MT RA APPROVED 2023-07-18
AR RA APPROVED 2023-07-17
CA RA APPROVED 2023-07-17
ID RA APPROVED 2023-07-17
IL RA APPROVED 2023-07-17
IN RA APPROVED 2023-07-17
KS RA APPROVED 2023-07-17
KY RA APPROVED 2023-07-17
MI RA APPROVED 2023-07-17
MN RA APPROVED 2023-07-17
MO RA APPROVED 2023-07-17
NC RA APPROVED 2023-07-17
SC RA APPROVED 2023-07-17
UT RA APPROVED 2023-07-17
WA RA APPROVED 2023-07-17
WY RA APPROVED 2023-07-17
CO RA APPROVED 2016-05-06
NE RA APPROVED 2016-05-03
  • TX RA
    APPROVED_RES
    Since 2025-01-06
  • IA RA
    APPROVED
    Since 2024-10-21
  • FL RA
    APPROVED
    Since 2023-07-18
  • MT RA
    APPROVED
    Since 2023-07-18
  • AR RA
    APPROVED
    Since 2023-07-17
  • CA RA
    APPROVED
    Since 2023-07-17
  • ID RA
    APPROVED
    Since 2023-07-17
  • IL RA
    APPROVED
    Since 2023-07-17
  • IN RA
    APPROVED
    Since 2023-07-17
  • KS RA
    APPROVED
    Since 2023-07-17
  • KY RA
    APPROVED
    Since 2023-07-17
  • MI RA
    APPROVED
    Since 2023-07-17
  • MN RA
    APPROVED
    Since 2023-07-17
  • MO RA
    APPROVED
    Since 2023-07-17
  • NC RA
    APPROVED
    Since 2023-07-17
  • SC RA
    APPROVED
    Since 2023-07-17
  • UT RA
    APPROVED
    Since 2023-07-17
  • WA RA
    APPROVED
    Since 2023-07-17
  • WY RA
    APPROVED
    Since 2023-07-17
  • CO RA
    APPROVED
    Since 2016-05-06
  • NE RA
    APPROVED
    Since 2016-05-03

Branch Locations

4600 S. Ulster Street 7Th Floor, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lincoln NE 02/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-02
  • S66 Uniform Combined State Law Examination
    2016-05-02
Designations

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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