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Shawn Eric Williams

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

Frontenac, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-06-02
TX RA APPROVED 2015-10-12
MO RA APPROVED 2015-08-18
  • NC RA
    APPROVED
    Since 2016-06-02
  • TX RA
    APPROVED
    Since 2015-10-12
  • MO RA
    APPROVED
    Since 2015-08-18

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 06/2015 Present
Bank Of America, N.A. Clayton MO 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-17
S63 Uniform Securities Agent State Law Examination 2014-08-24
  • S66 Uniform Combined State Law Examination
    2015-08-17
  • S63 Uniform Securities Agent State Law Examination
    2014-08-24
Other Names
  • Shawn Williams

View on SEC IAPD

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