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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-05 |
| AZ | RA | APPROVED | 2016-09-14 |
Branch Locations
6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States
Scottsdale,, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Scottsdale | AZ | 01/2013 | Present |
| Mml Investors Services Llc | Scottsdale | AZ | 07/2014 | Present |
(1) Name: Lindsay Miceli INV REL:Y ADD: 6263 North Scottsdale Road Suite #140 Scottsdale AZ 85050 Nature: Individual Life, Group Health Position: Agent Start Date: 10/2014 NO HRS/MO: 1 NO HRS/MO Dur Trading: 1 ( 2) Name: MassMutual Arizona INV REL:Y ADD: 6263 North Scottsdale Road Suite #140 Scottsdale AZ 85050 Nature: Sales and service of insurance and investment products through various carriers. Approved DBA's Position: Agent Start Date: 11/2015 NO HRS/MO: 180 NO HRS/MO Dur Trading: 180 3) NAME: LCM FINANCE LLC, INV REL: Y, ADD: 6263 N SCOTTSDALE RD, SUITE 140, SCOTTSDALE, AZ 85250 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/01/2025, NO. HR/MO: 80, NO. HR/MO DURING SEC TRADING: 80
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-02 |
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