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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-10-25
TX RA APPROVED 2019-10-25
  • MO RA
    APPROVED
    Since 2019-10-25
  • TX RA
    APPROVED
    Since 2019-10-25

Branch Locations

7700 Forsyth Blvd Suite 1230, Clayton, MO 63105 • United States

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs St. Louis MO 07/2014 09/2016
Jpmorgan Chase Bank, N.A. Clayton MO 10/2019 Present
Jpmorgan Securities, Llc. Clayton MO 10/2019 Present
Ubs St. Louis MO 09/2016 10/2019
  • 07/2014 → 09/2016
    Ubs
    St. Louis, MO
  • 10/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Clayton, MO
  • 10/2019 → Present
    Jpmorgan Securities, Llc.
    Clayton, MO
  • 09/2016 → 10/2019
    Ubs
    St. Louis, MO
Previous Registrations
Other Businesses

Effective 10/25/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-25
  • S66 Uniform Combined State Law Examination
    2014-08-25
Designations
Other Names
  • Jay Alberts
  • James Carl Alberts
  • James Carl Alberts Ii

View on SEC IAPD

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