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David Tyler Kornhauser

Ubs Financial Services Inc.

Minneapolis, MN

Wayzata, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-02-08
CA RA APPROVED 2020-08-13
  • MN RA
    APPROVED
    Since 2024-02-08
  • CA RA
    APPROVED
    Since 2020-08-13

Branch Locations

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Navellier & Associates Reno NV 06/2014 01/2017
Wells Fargo Clearing Services, Llc San Francisco CA 01/2017 07/2020
Ubs Financial Services Inc Minneapolis MN 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-31
  • S66 Uniform Combined State Law Examination
    2015-08-31
Other Names
  • David Tyler Kornhauser
  • David Kornhauser

View on SEC IAPD

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