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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| MO | RA | APPROVED | 2015-04-29 |
Branch Locations
425 N. New Ballas Rd Suite 205 & 204, Creve Coeur, MO 63141 • United States
Ballwin, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Creve Coeur | MO | 06/2014 | 12/2023 |
| Commonwealth Financial Network | Creve Coeur | MO | 01/2024 | Present |
1. Co-owner, L&F Group, Inc. a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2023; 5% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; Located at 425 N. New Ballas Road, Suite 205 & 204, Creve Coeur, MO 63141, as of 07/08/2024; 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-23 |
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