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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-11-19
  • MN RA
    APPROVED
    Since 2014-11-19

Branch Locations

1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Navy Reserves Minneapolis MN 06/2013 Present
Northwestern Mutual Investment Services Llc Edina MN 08/2014 Present
City Of Minneapolis Election Judge Minneapolis MN 11/2014 08/2019
Andrew Spaanem Edina MN 04/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Sarah Foehrenbacher Edina MN 03/2016 Present
Pmj Communication Hornell NY 12/2018 Present
Us Navy Reserves Jacksonville FL 06/2013 Present
  • 06/2013 → Present
    Us Navy Reserves
    Minneapolis, MN
  • 08/2014 → Present
    Edina, MN
  • 11/2014 → 08/2019
    City Of Minneapolis Election Judge
    Minneapolis, MN
  • 04/2015 → Present
    Andrew Spaanem
    Edina, MN
  • 12/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2016 → Present
    Sarah Foehrenbacher
    Edina, MN
  • 12/2018 → Present
    Pmj Communication
    Hornell, NY
  • 06/2013 → Present
    Us Navy Reserves
    Jacksonville, FL
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) US NAVY RESERVES, NOT INVESTMENT-RELATED, NA, MINNEAPOLIS, MN, USA, A FEW DAYS A MONTH ON WEEKENDS AS WELL AS THE TWO WEEK A YEAR REQUIREMENT, START DATE: 06/01/2013, 3 HRS PER WEEK, 0 TRADING HRS PER WEEK, DUTIES: PUBLIC AFFAIRS AND STAFF LIAISON 3.) 100% OWNERSHIP, 378 SENECA ROAD, 378 SENECA ROAD, NORTH HORNELL, , NEW YORK, 14843, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FIX THINGS, WORK WITH RENTAL INSPECTORS, DEAL WITH TENANT ISSUES 4.) OMNI CRYSTAL PROPERTIES LLC, 6604 57TH AVE N, CRYSTAL, , MINNESOTA, 55428, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/1/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, FIX THINGS, WORK WITH RENTAL INSPECTORS, DEAL WITH TENANT ISSUES; INVESTMENT-RELATED. 5) CAPTAIN, US NAVY RESERVES, BUILDING 966, JACKSONVILLE, , FLORIDA, 32212, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 6/1/2013, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRAINING OFFICER 6) TREASURER, DAWN GILLMAN FOR HOUSE 17A, 1808 FIELDS DRIVE, CARVER, , MINNESOTA, 55315, UNITED STATES OF AMERICA, GENERAL COVERED ASSOCIATE CARVE-OUT, START DATE: 7/15/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER. GENERATE CAMPAIGN FINANCE REPORTS FOR CANDIDATE AND TRACK DONATIONS/EXPENDITURES. 7) STATE PARTY TREASURER, FINANCIAL OVERSIGHT/EXECUTIVE COMMITTEE, REPUBLICAN PARTY OF MINNESOTA, 7400 METRO BLVD, SUITE 424, EDINA, , MINNESOTA, 55439, UNITED STATES OF AMERICA, GENERAL COVERED ASSOCIATE CARVE-OUT, START DATE: 4/7/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, STATE PARTY TREASURER. SERVE ON EXECUTIVE BOARD (ONE OF 15 MEMBERS), PREPARE COMPLIANCE REPORTS FOR STATE AND FEDERAL ACCOUNTS, OVERSEE SPENDING, REPORT FINANCIAL ITEMS TO STATE PARTY EXECUTIVE COMMITTEE AND STATE CENTRAL COMMITTEE; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-17
S63 Uniform Securities Agent State Law Examination 2014-08-29
  • S65 Uniform Investment Adviser Law Examination
    2014-11-17
  • S63 Uniform Securities Agent State Law Examination
    2014-08-29
Other Names
  • David Paul Pascoe
  • Dave Pascoe

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