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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-10-07 |
Branch Locations
5100 W Tilghman St Ste 211, Allentown, PA 18104 • United States
Conshohocken, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Allentown | PA | 01/2020 | Present |
| Tom James Company | Greensboro | NC | 10/2019 | 12/2019 |
| Blakely Financial, Commonwealth Financial | High Point | NC | 09/2018 | 05/2019 |
| High Point University | High Point | NC | 08/2015 | 05/2019 |
| Ameriprise Financial Services | Allentown | PA | 06/2014 | 06/2018 |
| Unemployed | Allentown | PA | 05/2019 | 10/2019 |
| Ronetco | Ledgewood | NJ | 06/2018 | 08/2018 |
Board of Directors; Jerry Zimmerman Memorial Chapter Board; Treasurer; 3335 Levans ROad, , Coplay, PA, 18037; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours / Baum School of Art; trustee; 510 Linden St, , Allentown, PA, 18101; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RIME Associates, LLC; Provide support to advisors across normal activities of daily business.; Salary for non-related GDC compensation.; 5100 W Tilghman St, Ste 211, Allentown, PA, 18104; Investment-Related; 02/03/2020; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-26 |
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