Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-19
  • CA RA
    APPROVED
    Since 2019-06-19

Branch Locations

9275 Sky Park Court Ste 350, San Diego, CA 92123 • United States

San Diego, CA • United States

San Diego, CA • United States

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial San Diego CA 02/2015 09/2016
Foresters Financial San Diego CA 09/2016 05/2018
Foresters Financial San Diego CA 05/2018 02/2019
Foresters Advisory Services San Diego CA 10/2018 06/2019
Foresters Financial Services, Inc. San Diego CA 02/2019 06/2019
Cetera Investment Services St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc San Diego CA 06/2019 Present
Cetera Wealth Services, Llc El Segundo CA 06/2019 Present
Cetera Advisers Llc Greenwood Village CO 06/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2019 Present
  • 02/2015 → 09/2016
    Foresters Financial
    San Diego, CA
  • 09/2016 → 05/2018
    Foresters Financial
    San Diego, CA
  • 05/2018 → 02/2019
    Foresters Financial
    San Diego, CA
  • 10/2018 → 06/2019
    Foresters Advisory Services
    San Diego, CA
  • 02/2019 → 06/2019
    Foresters Financial Services, Inc.
    San Diego, CA
  • 06/2019 → Present
    Cetera Investment Services
    St Cloud, MN
  • 06/2019 → Present
    San Diego, CA
  • 06/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2019 → Present
    Cetera Advisers Llc
    Greenwood Village, CO
  • 06/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Previous Registrations
  • 2018-11-15 → 2019-06-20
    Foresters Advisory Services, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-11
S63 Uniform Securities Agent State Law Examination 2014-08-11
  • S66 Uniform Combined State Law Examination
    2018-09-11
  • S63 Uniform Securities Agent State Law Examination
    2014-08-11
Other Names
  • Christopher R Ouimet
  • Christopher Ryan Ouimet

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in San Diego, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor