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Phillip Joseph Monthie

Monthie Wealth Advisors

Latham, NY

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Current Employers
Monthie Wealth Advisors

623 New Loudon Road, Latham, NY 12110 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-12
  • NY RA
    APPROVED
    Since 2023-02-12

Branch Locations

623 New Loudon Road, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monthie Wealth Advisors Latham NY 02/2023 Present
Monthie Law Firm Albany NY 03/2021 Present
Independent Family Office Albany NY 06/2019 03/2021
Higgins, Roberts Law Firm Niskayuna NY 09/2018 06/2019
Pierro, Connor And Associates Albany NY 09/2017 01/2018
Finra New York NY 05/2017 08/2017
Monthie Wealth Advisors Latham NY 10/2023 Present
Unemployed Clifton Park NY 09/2016 04/2017
Unemployed Clifton Park NY 02/2018 08/2018
  • 02/2023 → Present
    Monthie Wealth Advisors
    Latham, NY
  • 03/2021 → Present
    Monthie Law Firm
    Albany, NY
  • 06/2019 → 03/2021
    Independent Family Office
    Albany, NY
  • 09/2018 → 06/2019
    Higgins, Roberts Law Firm
    Niskayuna, NY
  • 09/2017 → 01/2018
    Pierro, Connor And Associates
    Albany, NY
  • 05/2017 → 08/2017
    Finra
    New York, NY
  • 10/2023 → Present
    Monthie Wealth Advisors
    Latham, NY
  • 09/2016 → 04/2017
    Unemployed
    Clifton Park, NY
  • 02/2018 → 08/2018
    Unemployed
    Clifton Park, NY
Other Businesses

As an Attorney, I assist clients with their Estate Plans. I am a licensed insurance broker.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-09
S66 Uniform Combined State Law Examination 2015-01-21
  • S65 Uniform Investment Adviser Law Examination
    2023-02-09
  • S66 Uniform Combined State Law Examination
    2015-01-21
Other Names
  • Phillip Joseph Shea
  • Phillip Monthie
  • Phillip J Shea

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC
MML INVESTORS SERVICES, LLC
CAPABLE WEALTH, LLC
LPL FINANCIAL LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC

Other Investors

Becky M Sciortino
CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

More in Latham, NY

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