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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Denver | CO | 05/2013 | 02/2019 |
| Wells Fargo Advisors Llc | Denver | CO | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | 02/2019 |
| Bancwest Investment Services | Centennial | CO | 02/2019 | 12/2020 |
| Bank Of The West | Centennial | CO | 02/2019 | 12/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 02/2021 | 05/2021 |
| Robert W. Baird & Co. Incorporated | Denver | CO | 05/2021 | 05/2024 |
| U.S. Bank | Denver | CO | 09/2024 | Present |
| U.S. Bancorp Investments, Inc. | Denver | CO | 09/2024 | 02/2026 |
| Unemployed | Denver | CO | 05/2024 | 09/2024 |
| U.S. Bancorp Advisors, Llc | Denver | CO | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-12 |
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