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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-11
NJ RA APPROVED 2021-06-23
  • TX RA
    APPROVED
    Since 2022-04-11
  • NJ RA
    APPROVED
    Since 2021-06-23

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

2 Holmes St, Carteret, NJ 07008 • United States

775 Georges Rd, North Brunswick, NJ 08902 • United States

28 Concordia Shopping Center Dr, Monroe Township, NJ 08831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Perth Amboy NJ 02/2013 Present
Wells Fargo Advisors, Llc Woodbridge NJ 10/2015 11/2016
Wells Fargo Clearing Services, Llc Woodbridge NJ 11/2016 Present
  • 02/2013 → Present
    Wells Fargo Bank Na
    Perth Amboy, NJ
  • 10/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Woodbridge, NJ
  • 11/2016 → Present
    Woodbridge, NJ
Other Businesses

NATIONWIDE UNIVERSAL AUTO SALES; NOT INV RELATED; PERTH AMBOY, NJ; 100% OWNERSHIP; START 7/1/1998; 160 HOURS PER MONTH, 0 DURING TRADING; SELLING VEHICLES, VEHICLE MAINTENANCE. RENTAL PROPERTY, INV RELATED, PERTH AMBOY, NJ, 100% OWNERSHIP, START 3/6/2014, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, PERTH AMBOY, NJ, 100% OWNERSHIP, START 3/7/2019, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, PERTH AMBOY, NJ, 100% OWNERSHIP, START 9/1/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, CARTEREST, NJ, 100% OWNERSHIP, START 3/5/2014, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. NATIONWIDE UNIVERSAL AUTO SERVICES LLC, NOT INV RELATED, PERTH AMBOY, NJ, 100% OWNERSHIP, START 7/7/2015, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, AUTO SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2016-03-17
  • S66 Uniform Combined State Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2016-03-17
Other Names
  • Frankie Plasencia

View on SEC IAPD

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