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Inactive

Tuan A Ly

Charles Fish Investments, Inc.

Irvine, CA

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Current Employers
Charles Fish Investments, Inc.

30 Corporate Park Suite 410, Irvine, CA 92606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-11
  • CA RA
    APPROVED
    Since 2026-03-11

Branch Locations

30 Corporate Park Suite 410, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nerv Management Llc Fountain Valley CA 05/2014 05/2021
Gerry Andrade & Associate Inc. Torrance CA 02/2022 02/2026
Unemployed Torrance CA 05/2021 02/2022
Avantax Advisory Services Torrance CA 10/2023 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 02/2026
Charles Fish Investments, Inc. Irvine CA 03/2026 Present
  • 05/2014 → 05/2021
    Nerv Management Llc
    Fountain Valley, CA
  • 02/2022 → 02/2026
    Gerry Andrade & Associate Inc.
    Torrance, CA
  • 05/2021 → 02/2022
    Unemployed
    Torrance, CA
  • 10/2023 → 09/2025
    Avantax Advisory Services
    Torrance, CA
  • 09/2025 → 02/2026
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 03/2026 → Present
    Charles Fish Investments, Inc.
    Irvine, CA
Previous Registrations
  • 2025-09-05 → 2026-03-09
    Cetera Investment Advisers Llc
    Torrance, CA
  • 2023-12-14 → 2025-09-05
    Avantax Advisory Services
    Torrance, CA
    Dallas, TX
  • 2014-07-10 → 2021-05-05
    Nerv Management Llc
    Fountain Valley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-14
  • S65 Uniform Investment Adviser Law Examination
    2023-12-14
Other Names
  • Olivier Ly
  • Anh Tuan Ly

View on SEC IAPD

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