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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-13
MO RA APPROVED 2019-03-11
  • TX RA
    APPROVED_RES
    Since 2019-03-13
  • MO RA
    APPROVED
    Since 2019-03-11

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 07/2014 11/2016
Edward Jones St. Louis MO 11/2016 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 02/2019 Present
Maryville University St. Louis MO 01/2016 05/2018
Bank Of America, N.A. Clayton MO 03/2019 Present
Previous Registrations
Other Businesses

I*888263 Entity Type: Charitable Name: The Jewish Federation of St Louis Investment related: No Address of business: St. Louis, Missouri 63146 Position, title, association: Committee Start date of relationship: 6/20/2022 Number of hours devoted: 10 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Make recommendations to the Board of the Staenberg Family Foundation for Grants to be issued to non-profit organizations in St. Louis. No compensation is involved, strictly a volunteer role. I would be acting in an advisory/recommending capacity. At no po I*3983275 Entity Type: Charitable Name of OBA: Congregation Shaare Emeth Address: St. Louis, Missouri, 63141 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: At Congregation Shaare Emeth, we come together to strengthen relationships, connect with Jewish tradition, deepen spiritual engagement, and act to repair our world. (Synagogue) Member of Board of Trustees with no fiduciary responsibility, no access to writing checks, no handling of money, no securities related role.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-23
S63 Uniform Securities Agent State Law Examination 2014-11-14
  • S66 Uniform Combined State Law Examination
    2016-12-23
  • S63 Uniform Securities Agent State Law Examination
    2014-11-14
Other Names
  • Matthew Specter
  • Matthew Oren Specter

View on SEC IAPD

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