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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-13 |
| MO | RA | APPROVED | 2019-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 07/2014 | 11/2016 |
| Edward Jones | St. Louis | MO | 11/2016 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 02/2019 | Present |
| Maryville University | St. Louis | MO | 01/2016 | 05/2018 |
| Bank Of America, N.A. | Clayton | MO | 03/2019 | Present |
I*888263 Entity Type: Charitable Name: The Jewish Federation of St Louis Investment related: No Address of business: St. Louis, Missouri 63146 Position, title, association: Committee Start date of relationship: 6/20/2022 Number of hours devoted: 10 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Make recommendations to the Board of the Staenberg Family Foundation for Grants to be issued to non-profit organizations in St. Louis. No compensation is involved, strictly a volunteer role. I would be acting in an advisory/recommending capacity. At no po I*3983275 Entity Type: Charitable Name of OBA: Congregation Shaare Emeth Address: St. Louis, Missouri, 63141 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: At Congregation Shaare Emeth, we come together to strengthen relationships, connect with Jewish tradition, deepen spiritual engagement, and act to repair our world. (Synagogue) Member of Board of Trustees with no fiduciary responsibility, no access to writing checks, no handling of money, no securities related role.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-14 |
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