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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New River Investments Inc. | Atlanta | GA | 08/2016 | 03/2017 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 04/2017 | 08/2020 |
| Suntrust Investment Services, Inc | Atlanta | GA | 04/2017 | 08/2020 |
| Austinklee Llc Dba Harvyst | Atlanta | GA | 07/2016 | 03/2017 |
| Bny Wealth | Atlanta | GA | 08/2020 | 01/2024 |
| Bny Wealth | Denver | CO | 02/2024 | 01/2026 |
| Sanford C. Bernstein | Denver | CO | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-06 |
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