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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-05-18 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
St Louis Park, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 05/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Volunteer Hospitality Lead - Local Organizing Committee; Date Activity Started/Modified/Ended: 10/17/2024; Type of Activity: Non-Profit, Other - Volunteer work planning cross country ski races; Role/Relationship: Other - Volunteer leader; Responsibilities: Responsible for volunteer headcount needs, coordinating schedules for volunteers and managing the volunteer check-in process.; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-23 |
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