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1700 W. Katella Ave., Orange, CA 92867 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-03-07 |
| OK | RA | APPROVED | 2024-03-07 |
Branch Locations
1900 Nw Expressway, Suite 1450, Oklahoma City, OK 73118 • United States
1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-03-07 |
Branch Locations
1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812 • United States
1900 Nw Expressway Suite 1450, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Oklahoma City | OK | 03/2008 | 01/2019 |
| B.B. Graham & Company | Orange | CA | 03/2019 | Present |
| Leonard Investment Advisors, Inc. | Oklahoma City | OK | 11/2019 | Present |
1) B.B. Graham & Co., Investment related, 1900 NW Expressway Suite 1450; Oklahoma City, OK 73118; registered representative. Start 3/2019 - present; 160 hours per month during and off trading hours. 2) LEONARD INVESTMENT ADVISORS, 1900 NW EXPWY STE 1450 OKLA CITY OK- INVESTMENT RELATED - INVESTMENT ADVIOSR REPRESENTATIVE - 40HRS/MO DURING TRADING HRS - 0 HRS/MO NON-TRADING HRS, INVESTMENT ADVISORY SERVICES. 3) KAV INVESTMENTS, LLC - INVESTMENT RELATED, 15208 DAYBRIGHT DR. EDMOND OK 73013, MANAGE PERSONAL ASSETS FOR TAX PURPOSES, 100% OWNER, 1 HR/MO, 0 HOURS DURING TRADING. 4)LEONARD AGENCY INC. INVESTMENT RELATED. 1900 NW EXPRESSWAY STE. 1450 OKC, OK 73118. INSURANCE AGENCY. INSURANCE AGENT. START DATE 02/2021. 4 HRS/MO, O HRS DURING TRADING HOURS. FIXED INSURANCE SALES. 5) Oklahoma Notary Public, Not Investment Related, Address: Oklahoma City, OK, Position: Public Notary, Start Date: 6/1/22, Hrs Per month: 1 hour, Duties: Notary Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-30 |
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