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Current Employers
B.B. Graham & Company, Inc.

1700 W. Katella Ave., Orange, CA 92867 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-03-07
OK RA APPROVED 2024-03-07
  • MS RA
    APPROVED
    Since 2024-03-07
  • OK RA
    APPROVED
    Since 2024-03-07

Branch Locations

1900 Nw Expressway, Suite 1450, Oklahoma City, OK 73118 • United States

Leonard Investment Advisors Inc.

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-03-07
  • OK RA
    APPROVED
    Since 2024-03-07

Branch Locations

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812 • United States

1900 Nw Expressway Suite 1450, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Oklahoma City OK 03/2008 01/2019
B.B. Graham & Company Orange CA 03/2019 Present
Leonard Investment Advisors, Inc. Oklahoma City OK 11/2019 Present
  • 03/2008 → 01/2019
    Rbc Capital Markets Corporation
    Oklahoma City, OK
  • 03/2019 → Present
    B.B. Graham & Company
    Orange, CA
  • 11/2019 → Present
    Oklahoma City, OK
Previous Registrations
Other Businesses

1) B.B. Graham & Co., Investment related, 1900 NW Expressway Suite 1450; Oklahoma City, OK 73118; registered representative. Start 3/2019 - present; 160 hours per month during and off trading hours. 2) LEONARD INVESTMENT ADVISORS, 1900 NW EXPWY STE 1450 OKLA CITY OK- INVESTMENT RELATED - INVESTMENT ADVIOSR REPRESENTATIVE - 40HRS/MO DURING TRADING HRS - 0 HRS/MO NON-TRADING HRS, INVESTMENT ADVISORY SERVICES. 3) KAV INVESTMENTS, LLC - INVESTMENT RELATED, 15208 DAYBRIGHT DR. EDMOND OK 73013, MANAGE PERSONAL ASSETS FOR TAX PURPOSES, 100% OWNER, 1 HR/MO, 0 HOURS DURING TRADING. 4)LEONARD AGENCY INC. INVESTMENT RELATED. 1900 NW EXPRESSWAY STE. 1450 OKC, OK 73118. INSURANCE AGENCY. INSURANCE AGENT. START DATE 02/2021. 4 HRS/MO, O HRS DURING TRADING HOURS. FIXED INSURANCE SALES. 5) Oklahoma Notary Public, Not Investment Related, Address: Oklahoma City, OK, Position: Public Notary, Start Date: 6/1/22, Hrs Per month: 1 hour, Duties: Notary Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-30
  • S66 Uniform Combined State Law Examination
    2002-01-30

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