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William Alexander Brown

J.P. Morgan Securities LLC

Ft. Lauderdale, FL

CRD 6353205

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-17
FL RA APPROVED 2021-05-04
  • TX RA
    APPROVED_RES
    Since 2022-11-17
  • FL RA
    APPROVED
    Since 2021-05-04

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 06/2015 06/2019
Jpmorgan Chase Bank, N.A. Fort Lauderdale FL 06/2019 Present
J.P. Morgan Securities Llc Fort Lauderdale FL 06/2019 Present
Gmf Fund I, Llc Orlando FL 05/2021 Present
  • 06/2015 → 06/2019
    Ubs Financial Services
    New York, NY
  • 06/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Lauderdale, FL
  • 06/2019 → Present
    Fort Lauderdale, FL
  • 05/2021 → Present
    Gmf Fund I, Llc
    Orlando, FL
Previous Registrations
Other Businesses

Entity Name: GMF Fund I, LLC Investment related: Y "Address: 315 E Robinson Street, Suite 600 Orlando, FL 32801" Nature of the other business: Real Estate Position/Title/Relationship: No responsibilities whatsoever. Just investing in fund of a friend. Investments to be made in manufactured housing developments in Florida. Start Date: 05/15/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: Briefly describe your duties: Investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-26
  • S66 Uniform Combined State Law Examination
    2015-10-26
Other Names
  • William Alexander Brown Iv

View on SEC IAPD

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