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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-23
MN RA APPROVED 2023-08-09
  • TX RA
    APPROVED_RES
    Since 2023-08-23
  • MN RA
    APPROVED
    Since 2023-08-09

Branch Locations

7212 Metro Blvd., Edina, MN 55439 • United States

Minneapolis, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 06/2015 06/2023
Ameriprise Financial Services Llc Edina MN 08/2023 Present
Previous Registrations
Other Businesses

Outside Employment; Accounting & Tax Solutions; Tax preparation.; Tax Preparation; 150 St Andrews Ct , Suite 100, Mankato, MN, 56001; Not Investment-Related; 01/31/2024; 20 to 39 hours per month; 20 to 39 during trading hours / Certainty of Uncertainty, LLC; Employee of legal entity; Compensation received from an advisor owned entity established to manage the practice.; 7212 Metro Blvd, , Edina, MN, 55439; Investment-Related; 04/15/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-06
S63 Uniform Securities Agent State Law Examination 2015-09-25
  • S65 Uniform Investment Adviser Law Examination
    2015-11-06
  • S63 Uniform Securities Agent State Law Examination
    2015-09-25
Designations
Other Names
  • Luke Iverson

View on SEC IAPD

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