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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-23 |
| MN | RA | APPROVED | 2023-08-09 |
Branch Locations
7212 Metro Blvd., Edina, MN 55439 • United States
Minneapolis, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 06/2015 | 06/2023 |
| Ameriprise Financial Services Llc | Edina | MN | 08/2023 | Present |
Outside Employment; Accounting & Tax Solutions; Tax preparation.; Tax Preparation; 150 St Andrews Ct , Suite 100, Mankato, MN, 56001; Not Investment-Related; 01/31/2024; 20 to 39 hours per month; 20 to 39 during trading hours / Certainty of Uncertainty, LLC; Employee of legal entity; Compensation received from an advisor owned entity established to manage the practice.; 7212 Metro Blvd, , Edina, MN, 55439; Investment-Related; 04/15/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-25 |
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